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58 pages 1 hour read

Amartya Sen

Development As Freedom

Nonfiction | Book | Adult | Published in 1999

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Themes

Freedom as the Means and End of Development

The title of this book—Development as Freedom—outlines one of its most important themes. Sen’s most important argument throughout the book is that policy makers and the development community must reconceptualize development’s goal as enhancing individual freedoms rather than merely considering income. Sen uses “freedom” to encompass a wide range of capabilities people should have. Besides civil liberties like free speech, Sen includes the ability to acquire enough food to eat, to be educated, to access healthcare, and to be socially accepted in society, as well as the right to transparency in government and business.

Freedoms or “capabilities” give people the ability to choose a “functioning” or life that they may reasonably desire. Freedoms must be “substantive,” in that a person can actually achieve the desired functioning rather than merely having a theoretical right to it. This broad definition has long roots in the global development community; it goes back, for example, to Franklin D. Roosevelt’s inclusion of “freedom from want” as one of the four freedoms he envisioned as a foundation for the postwar world. The fact that many people still lack some of these capabilities, including the ability to feed themselves, is a scandalous deprivation of freedom, particularly as the world grows richer. Sen warns: “Despite unprecedented increases in overall opulence, the contemporary world denies elementary freedoms to a vast number—perhaps the majority—of people” (3-4). This deprivation of freedoms demands that economists’ approach to development be recontextualized to more broadly consider people’s wellbeing, rather than focus solely on a reductionistic income approach. It directly challenges thinkers and policy makers (particularly like Lee, the mildly authoritarian leader of Singapore) who assert that civil liberties can be ignored for the sake of economic growth.

Sen places freedom as the goal of development and the primary instrument to achieve that goal. As he says, “in this approach, expansion of freedom is viewed as both (1) the primary end and (2) the principal means of development” (36). In considering freedom as the primary end or goal of development, Sen argues that guaranteeing freedom is the best way to protect a person’s total wellbeing. A simplistic focus on income fails to capture other aspects of life that make it worthwhile. Utilitarian analysis of aggregate “utility” (usually via ranked preference) for a community ignores rights and inequality, including how such inequality may hamper marginalized people’s ability to hope for the same kind of goods that the more fortunate enjoy. However, a person’s freedom to choose the life they desire encompasses all aspects of their wellbeing that are important to that person. It also simply has value in itself. Sen points out that historical research has demonstrated that some enslaved people had greater food security than the free poor, along with similar life expectancies, “yet slaves did run away, and there were excellent reasons for presuming that the interest of the slaves were not well served by the system of slavery” (29). Since enslavement was bad even when it met normal development criteria such as income, then its opposite—freedom—is desirable.

Sen argues that freedom not only serves as the goal by which development ought to be evaluated, but it is also the means to achieve that goal. Economists in the last quarter of the 20th century shifted decisively in favor of the free market system as the key to development in poorer countries. Sen agrees that an open and free market, in which people can sell their labor or negotiate mutually advantageous deals, is desirable. This is both due to the principle of freedom and due to its practical benefits, as both theoretical modeling and real-world statistical analysis show. He even goes to say that “it is hard to see how any reasonable critic could be against the market mechanism as such” (142), though he does immediately note that critics can and ought to challenge ways in which the privileged may try to undermine the free market. Critics also reasonably assert that market solutions cannot solve every kind of development problem.

However, the biggest reason that Sen claims that freedom is the key instrument for development is because of the “mutually reinforcing connections between freedoms of different kinds” (4). Social freedoms, including education, allow people to not only work more productively (thereby increasing economic freedom and income), but also to understand the implications of economic and financial information (such as transparency) and to participate rationally in political dialogue. The freedom of speech and related civil rights allow the needs of the common people to enter the public consciousness and shape policy. Voting rights hold the powerful accountable to implement policy that meets these concerns about unfreedoms, from which people suffer. These interconnections have many practical variants. Educating women, for example, has empirically been shown to reduce child mortality rates more effectively than many direct interventions.

Freedom, broadly conceived, encompasses the full range of those capabilities that make a person’s life worthwhile. Making freedom the focus of development, Sen argues, allows a better evaluation of how well people are overcoming existing problems, and it also gives them the tools to do so.

The Importance of Empowering Marginalized People

Traditionally, in most development programs, those with resources and power decide how they will change the lives of impoverished communities. The powerful and wealthy decide how to target aid and what the goals should be. Sen challenges that old model. According to him, if the system denies people freedom, it must change. Policymakers, however, need to stop seeing themselves as the benevolent sages who have all the answers and can tell people what they need and why. The “targets” of development need to be respected as free human beings or agents. Sen explains:

The people have to be seen, in this perspective, as being actively involved—given the opportunity—in shaping their own destiny, and not just as passive recipients of the fruits of cunning development programs. The state and the society have extensive roles in strengthening and safeguarding human capabilities. This is a supporting role. (53)

Sen sees programs run by the state and international NGOs as necessary, but only in the sense that they provide resources and opportunities for free people to shape their own destiny and improve their own lives.

As with the theme of freedom, empowering marginalized people is both a means and an end for Sen. If freedom is the yardstick used to measure development, then development programs are failures if they guarantee access to food or boost income but do not give recipients the ability to shape their lives as they freely participate in society and politics. Sen points to studies of unemployment in places like Europe. Generous social safety nets give the unemployed stability and resources like food and healthcare. Yet, even if their public assistance equals what they might earn if working, the social stigma of unemployment and similar factors have led to empirically observable problems in mental and physical health. People naturally value being agents and having choice in their lives.

Empowering marginalized communities is also extremely important for instrumental reasons: It is the best way to achieve development. Chapter 8, which details women in development, serves as an extended case study on how empowering a frequently marginalized population aids both them and society as a whole. Concern for women’s wellbeing rises in society as barriers to their agency are removed, and it is “strongly influenced by such variables as women’s ability to earn an independent income, to find employment outside the home, to have ownership rights and to have literacy and be educated participants in decisions” (191). Each of these has cascading effects. For example, tripling literacy rates among women can reduce childhood mortality rates by almost a third. Since freedoms are interconnected, removing obstacles in one area has positive effects in other areas. Sen particularly urges the inclusion of previously sidelined people in public discussion. Since people within a community understand their own needs better than elite outsiders, development needs their perspective to form goals and to avoid pitfalls. Their immersion in the problems may let them see solutions and issues with proposed solutions that others might miss. For these reasons, Sen places a premium on empowering poor and marginalized groups as both a means and end of development.

The Need for Holistic Measurements of Development

While poverty is challenging to eradicate, it seems simple enough to define and measure. People with low income are poor—this seems to be common sense. However, Sen argues that in this case, common sense is wrong. Income, and other similarly reductionist approaches, fail to measure people’s wellbeing. Instead, he believes that there is a need for a comprehensive approach that considers a range of variables related to freedom and people’s capabilities.

The average income in a country or Gross National Product (GNP) has been economists’ standard way of measure poverty. So, increasing that value has long been the standard goal of development. However, economists have always acknowledged some issues with that measure. For example, cost-of-living varies dramatically between places, and therefore, the quality of life that two people with the same income can achieve varies as well. Sen takes this further, arguing that GNP per capita misses many other economic and social factors that limit people’s material wellbeing in measurable ways. For example, in 1994, China and Kerala, India, had GNPs per capita well below $1,000 but life expectancies of at least 70; in contrast, Brazil and South Africa had GNPs per capita around $3,000 but life expectancies around 65. Similarly, African Americans have relatively high income compared to the residents of many poor countries, but African Americans have worse health and mortality outcomes. Focusing solely on income clearly misses essential information about improving people’s lives, even while considering strictly materialistic measures. Moreover, if freedom is the goal, then reductionist economic measurements fall even more short of the mark since they ignore social acceptance, market transparency, political participation, and other such freedoms.

Utilitarian measurement of people’s preferences come closer to achieving this goal, but Sen rejects them as well. He primarily critiques utilitarianism’s focus on aggregate utility, which does not give due weight to how those goods are distributed. Utilitarianism can tolerate severe inequality in some circumstances. That, and its dismissal of the idea of rights, undermine its usefulness in Sen’s freedom-based approach.

Instead, Sen argues for a combination of measures that look at people’s capabilities, ranging from entitlement to food to political participation. Some of them, such as GNP per capita, life expectancy, and literacy rates, can be assessed easily. Other capabilities and utilities are harder to objectively measure, although Sen earned his Nobel Prize in part for doing foundational work on how they can be mathematically modeled. Still, he acknowledges that the direct approach of measuring all the vectors used to model people’s various capabilities and functionings is “often much too ambitious” (82). In practice, public policymaking will combine hard statistics with more informal considerations of different substantive freedoms. Even if policymakers could measure all these capabilities, they could not reduce all aspects of people’s wellbeing to a single measure. The nature of freedom is that people rank or value different things differently. Sen’s goal is:

to draw attention to important aspects of the process of development […]. There will no doubt remain differences in possible overall rankings, but their presence is not embarrassing to the purpose at hand. What would be damaging would be the neglect—often to be seen in the development literature—of centrally relevant concerns because of a lack of interest in the freedoms of the people involved. (33)

Sen believes that no magic formula to measure development and guide policy exists; the problem is that policymakers pretend that there is. When they focus on reductionist measurements—whether GNP per capita or even utility—they inevitably miss significant aspects of people’s wellbeing and freedom. That is why multiple kinds of assessment are needed and why public debate about what is most important in a particular society is so essential.

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