82 pages • 2 hours read
Isaac AsimovA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more. For select classroom titles, we also provide Teaching Guides with discussion and quiz questions to prompt student engagement.
A central idea of Foundation is that science may someday be able to predict the future well enough to guide societies through crises. For Hari Seldon, the purpose of such predictions is to save human civilization, and his new science of psychohistory attempts to do just that. Two major problems stand in the way of such a project: how to accurately predict the actions of huge populations, and how to account for individual agents who may later jeopardize the accuracy of those predictions by altering the course of history. These problems are defined by the sociological theory of the uncertainty principle, which posits that a self-aware population becomes unpredictable because awareness of a potential future allows individuals to alter their course of action, rendering initial predictions inaccurate. Seldon resolves the threat of the uncertainty principle to his centuries-long plan with a single, ongoing solution: limiting the possible actions of future actors.
Hari Seldon’s science of psychohistory solves the first, more technical problem of how to predict the future accurately. He addresses this puzzle by ignoring the influence of individuals, who are highly unpredictable, and focusing on masses of humans, whose future behavior can be calculated much more precisely. Crises that will arise decades in the future get resolved not through the brilliant actions of individual leaders, but by those leaders standing aside and letting large social forces do the work they’ve been predicted to do. Through this strategy, Asimov explores the cyclical nature of empire, civilization, and periods of human culture. He suggests that the best indication of how the future will unfold is the history of similar mass civilizational developments. Therefore, the job of Foundation overseers is not to alter history but to inject small amounts of technology cleverly into planetary societies and let high tech work its wonders and move those planets toward the prosperity that will allow them to remain in contact.
Hardin remarks, “To succeed, planning alone is insufficient. One must improvise as well” (178). Asimov explores how improvisational thinking is vital to leadership, as Terminus mayor’s often state that the best plan is to have no plan at all. However, through characters like Sef Sermak and Jorane Sutt, Asimov exemplifies how individual choice might change the future. Seldon accounts for this by making subtle changes to his own actions while creating the Foundation to force future to choose the one “obvious” path. He inhibits self-awareness by preventing psychologists, those who study human behavior, from inhabiting the Foundation. As each Seldon Crisis arises during the story, the Foundation finds itself cornered by events and forced to act in the direction predicted by psychohistory.
Hari Seldon also avoids giving specific descriptions of future events, since people—even good-willed Foundation workers—might alter their behavior to take advantage of the future situation and thereby cause those events to shift, threatening Seldon’s forecasts. As the Foundation’s purpose becomes more widely known, the only logical choice of those aware of the purpose is to take advantage of it, which enhances Seldon’s Plan. Even so, the specifics of the future must remain hidden to all, lest they tempt people to act in ways that change that future and jeopardize civilization. Asimov suggests a moral dilemma inherent in Seldon’s work. The preservation of civilization is presented as an unambiguous good, yet over the course of the five stories in the book, the Foundation’s leaders shift from secretive-yet-altruistic scholars to self-interested capitalists. Seldon’s plan suggests that all historical cycles of human civilization are necessary, immutable, and therefore desirable. He does not critique civilizational cycles, only seeks to artificially catalyze them.
Regardless of its moral positioning, Seldon’s psychohistorical work solves the problem of historical drift by keeping his predictions secret and by taking small initial steps that limit future possibilities and narrow history into the channel that supposedly best serves civilization and humanity.
Taking the Fall of Rome as his cue, author Asimov projects a similar disaster 50,000 years into the future, when a gigantic Galactic Empire begins to crumble at the edges and civilization regresses toward barbarism. His solution is a Foundation perched at the edge of the galaxy near outlying planets that already have broken away from the Empire. The Foundation has a Plan to guide the galaxy to a soft landing: It will reduce the coming 30,000-year dark age to only 1,000 years by maintaining advanced technology and protecting infrastructure, especially in the benighted outlying areas. The Plan’s first three stages involve scholarship, religion, and trade, implied by Asimov to be the essential elements of civilization.
The initial part of the Plan requires the Foundation to gather and collate all artistic, cultural, and, especially, technical knowledge available from every region of the galaxy. This knowledge is assembled into a huge Encyclopedia Galactica, to be made available to all of the 25 million planets in the dying Galactic Empire so that they may educate themselves to manage technology no longer maintained by the Emperor’s engineers.
The second part of the Plan is a scheme to convince nearby planets that they should adopt technology from the Foundation that is assembled and maintained by a cadre of priests who preach that the tech is actually blessed magic gifted to humanity by a Galactic Spirit. The Foundation hopes that, in this way, technology will be protected by religious proscriptions against damaging it. This in turn will mitigate the anarchic phase of history that threatens the galactic hinterlands. The priests inculcate planetary populations with a strong belief in the new religion that ambitious local leaders cannot launch attacks against the Foundation because the priests and their supporters go on strike and switch off military equipment. At one point the Foundation leader tells an upstart tyrant who tries to attack the priests, “the army contingent will be cut to pieces by the mob, and then what will protect your palace […]?” (127-28). In this instance, Asimov contrasts his earlier portrayal of individuals exerting control over the masses with the influence of mass populations on the will of individuals. The author suggests that even the most influential leaders are subject to the desires and values of the people they govern.
The third part of Seldon’s Plan takes into account that, once they have heard about the religion that accompanies Foundation trade, planetary leaders will refuse to trade with the Foundation and endanger their local systems of belief. For these more distant regions, the Foundation launches a long-term campaign of secular trade that provides technological benefits while connecting struggling planets to the Foundation’s growing network. Savvy traders overcome local suspicion and resistance until more and more planets depend on the Foundation’s high-tech goods and services. This dependency helps prevent interplanetary warfare because traders and maintenance services pull out of such regions, which quickly impoverishes militarily ambitious governments, whose citizens then rise up and throw them out. None dare attack the Foundation’s home planet for similar reasons: To do so is to endanger their own economic stability. Asimov presents economic concerns as both enabled by education and religion and also capable of superseding those forces. To Seldon—and by extension to Asimov—civilization follows a sociological trajectory from discovery to cultural superstition to economics.
In these three ways—education, religion, and trade—the Foundation adapts to changing conditions in the deteriorating outer regions of the once-mighty Empire so that it can maintain the benefits of technology and reduce anarchy and barbarism.
A recurring theme of Foundation is that brute force is the least intelligent or successful way to maintain an empire. During every crisis, the current Foundation leader finds a way to control events without violence, instead using subtle diplomacy, commerce, and a dash of guile.
Hari Seldon sets up the Foundation by making public predictions of the demise of the Empire, statements that get him hauled into court where he uses the legal system to prove that his purpose is benign and meant to reduce the effects of such a disaster. The Emperor, intrigued by Seldon’s ideas but unwilling to have such a gadfly in his midst, exiles Seldon and his project to a distant planet, Terminus. This, in fact, is exactly what Seldon desires: By doing its work far away from the undue political and military influence of the Empire, the Foundation can achieve success largely without interference. This solution is efficient, harmonious, and nonviolent.
Decades later, the Foundation faces the threat of war with Anacreon, one of four neighboring planetary kingdoms. The capture of Terminus would give its ruler control over the Foundation’s high technology. Foundation leader Salvor Hardin sidesteps this potential disaster by arranging that, if any one of the Four Kingdoms attacks the Foundation, the other three will go to war against the first to prevent that kingdom from becoming too dominant. Through diplomacy and negotiation, Hardin avoids violence while maintaining peaceful trade and prosperity among the kingdoms.
Nothing in politics lasts forever, and new crises emerge. Thirty years later, Wienis, Anacreon’s current ruler, tries once again to launch an armada against the Foundation, but priest-engineers on his planet stage a strike and switch off all services while the population’s true believers join the priests in mass demonstrations. Even the ships of the armada cease to function, their energy systems shut off. Largely peaceful, these actions snuff out the ruler’s plans, and war is completely avoided. Anacreon and the rest of the Four Kingdoms sign formal peace treaties that give the Foundation overall control of the region. Barely a shot is fired—Wienis becomes one of the few casualties when he commits suicide—and the militarily weak Foundation manages quietly to dominate its neighbors and continue trading with them.
In Part 5, the Foundation shifts its strategy from priestly dominance to trade. When the planet Korell begins to collect nuclear weapons, trader Hober Mallow cleverly avoids a ruse by Korellian leaders that would have led to a military confrontation. Mallow later becomes the de facto leader of the Foundation and, taking his cue from Seldon and Hardin, opts for the peaceful solution when war again threatens the galactic hinterlands, stating, “[…] I’m going to do nothing. One hundred percent of nothing, and that is the secret of this crisis” (232). In fact, though Korell declares war, it doesn’t dare fire on the Foundation’s planet for fear of ruining the trade with the Foundation that it’s come to depend on for its prosperity. Aside from a few skirmishes, the war fizzles and peace breaks out once again.
The Foundation’s diplomatic style thus focuses on peaceful solutions to tense standoffs. The institution’s purpose, after all, is to preserve civilization, not bombard it. Asimov presents this approach as a lesson for all who would choose violence over cooperation as the road to greatness. Simultaneously, Asimov suggests that the cycles of civilization are innate and inevitable through the inaction of the characters with knowledge of the Foundation’s true purpose.
By Isaac Asimov