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43 pages 1 hour read

Jerry Spinelli

Fourth Grade Rats

Fiction | Novel | Middle Grade | Published in 1992

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Themes

Navigating the Path to Preadolescence

Suds’s main conflicts in the novel focus on the fundamental questions of growing up and becoming an adult. Jerry Spinelli depicts the challenges surrounding this transition from childhood to preadolescence by using humor to articulate his characters’ realistic concerns. In the novel, Suds struggles to balance his yearning for childhood with his new desire to attain greater maturity and adapt to new social structures and expectations. To this end, Spinelli situates the opening of the novel at the cusp of this transition. On the first day of fourth grade, Suds is intimidated by this incipient social shift and wishes that he were still in third grade so he could be a “third grade angel” (3), as dictated by the schoolyard rhymeFirst grade babies! Second grade cats! Third grade angels! Fourth grade…RAAAAATS!” (1). The structure of the rhyme whimsically captures the essence of Suds’s inner conflict about growing up, for each line of the rhyme represents a successive year and an associated identity, one that occurs once and does not repeat. Throughout the novel, Suds struggles with the idea of accepting the fourth grade “rat” role and feels that he must irrevocably disown the previous parts of his childhood identity. The rhyme, while simplistic in and of itself, frames the complex feelings that Suds has about growing up, thereby creating an effective structure for the development of the theme. 

Suds’s journey into becoming a rat is an analogy for the struggles that all young people face as they enter the preadolescent developmental period. During this time frame, they gain heightened social awareness and begin to redefine their role in society, sometimes with disastrous results. Thus, Suds feels confined to his dictated social role as a “fourth grade rat” and struggles to reconcile it with his personal identity. When Joey pressures him to adjust his behavior to fit the new mold, this sudden change is challenging for Suds, and he wonders if growing up really means abandoning the childhood things he loves. Suds therefore struggles to balance an evolving understanding of himself with his longing for the stability of his childhood. Throughout most of the novel, he wrestles with the question of whether or not growing up means abandoning the things he used to love. 

The clash between Suds’s desire for peer acceptance and his sadness at losing parts of his childhood inform the development of this theme. Suds’s reaction to Joey scoffing at his lunchbox in Chapter 1 is just one example, and when he thinks, “But I loved my lunch box. It was like a brother to me” (10), his unthinking personification of the object emphasizes its sentimental importance to him and illustrates just how challenging he finds these many pressures to change. In the end, however, Suds’s journey from boy to rat and back to boy implies that achieving maturity does not mean forsaking all aspects of childhood.

Suds ultimately accepts that he does not have to radically change his behavior or values in order to grow up. Instead, he achieves maturity of a deeper kind when he admits his mistakes and moves on from them. The final scene of Chapter 14 concludes this theme with Suds applying what he has learned to his relationship with his dad. Suds’s words of reassurance to his father, that he still cries at E.T.’s death too, demonstrate that Suds has reintegrated the previous “childish” behaviors he was forced to abandon to become a rat. By extending that perspective to his father, Suds demonstrates that he has developed a complex understanding of what it means to grow up, for he knows that it is also acceptable to retain aspects of his childhood as well. Through Suds’s journey from angel to rat and back again, Spinelli explores the challenges of transitioning into preadolescence and finding harmony despite the inevitable disruptions of an evolving identity.

The Costs of Succumbing to Peer Pressure

Peer pressure is a prominent theme in the novel as Joey and the school environment in general both pressure Suds into becoming a rat. Suds struggles with some of the behaviors in which he is expected to participate, such as bullying, because they go against his values. As Suds’s peers push him further and further into the realm of rebellious behavior, he struggles with the actions that he takes and ultimately learns that maintaining his own values and integrity is more important than conforming to social expectations.

Each moment in which Suds takes a step closer to being a rat coincides with a negative social experience, suggesting the role that social pressure plays in driving identity changes during such key transitional phases. Suds’s first display of self-consciousness follows Joey’s harsh criticisms of his lunchbox. As the boys leave the cafeteria, Suds “wonder[s] if anybody was looking at [his] lunchbox” (15), demonstrating his first awareness of how others perceive him. Additionally, Suds’s first display of interest in becoming a rat follows his humiliation at the hands of Gerald Willis in Chapter 2. Before that moment, Suds expressed doubt about Joey’s insistence on the importance of becoming a rat. Doing so only appeals to Suds when he is put in a position of powerlessness in front of a large group of students. The juxtaposition of these incidents suggests that self-consciousness motivates Suds’s desire to pursue a social role that offers him the illusion of power and control.

However, becoming a rat requires Suds to sacrifice some of his core values, as his initial uneasiness at Joey’s “training” indicates. Suds’s reaction suggests that he has an essentially caring and empathic nature; his reluctance to kick a young girl off of a swing gives him his first glimpse into the fact that being a rat will violate his personal code of conduct. When a similar incident occurs in Chapter 8, in which Joey instructs Suds to steal a child’s Twinkie, Suds immediately returns the Twinkie when the child begins to cry. Suds’s inability to cause distress to younger children demonstrates his personal integrity; if he gives in to Joey’s peer pressure, he has to forsake that integrity. Finally, when Suds later violates his own values completely by smashing cake into a third grader’s face, it signals that he has given in to the social pressure that he has been resisting up until this point. Now, however, he will come to realize the full-fledged consequences of such actions, and both Gerald Willis’s bullying and Judy’s superficial and self-serving friendship demonstrate alternate forms of peer pressure that affect him during this time frame. Notably, Suds only truly pursues “rat” behavior after witnessing Judy’s approving reaction to Joey’s behavior. Suds therefore sacrifices his personal identity to reap the dubious reward of Judy’s approval. This is a more implicit form of peer pressure, much like the humiliation that Suds faces at the hands of bullies. By conforming to his environment’s implicit demands, Suds achieves the recognition he seeks, but only at the cost of his personal integrity. 

During the novel’s denouement in Chapter 13, Suds realizes that succumbing to peer pressure ultimately bears empty rewards, for he states, “It’s like other kids thought I was a big deal or something. But I didn’t like myself, Mom” (130). Suds’s statement encapsulates the novel’s ultimate warning against sacrificing personal values and identity in order to achieve social acceptance. The novel suggests that the most important part of growing up is embracing an authentic identity, for conforming to peer pressure only creates misery and internal disharmony.

The True Meaning of Maturity

A key topic of the novel can be found in the boys’ preoccupation with what it means to become an adult. Joey tells Suds in Chapter 3 that becoming a rat is the first step to becoming a man, establishing a very shallow version of “manhood” as the goal that both Joey and Suds must strive for. As both characters work toward what they believe to be “manhood,” they explore different ways of emulating their ideas of it. Ultimately, however, Suds learns that true maturity involves more than the arbitrary external signifiers that Joey so eagerly adopts. 

Ironically, with his fixation of gaining new maturity, Joey’s role in the novel is to embody the very essence of immaturity. For example, he connects to stereotypically toxic “masculine” traits of appearing emotionless and using arbitrary social signs to demonstrate his strength and social power. Joey’s understanding of manhood extends to his dress and behavior as well. To be a rat, Joey insists that Suds must do things like bullying younger children or disrespecting his mother; likewise, he gives himself a military buzzcut and adorns himself with temporary tattoos. Joey’s new style is intended to communicate qualities like aggression and dominance: other stereotypically masculine traits. Joey tries to convince Suds that this is the model of manhood they must follow, while Suds is unsure that this behavior equates to maturity.

When Suds voices his feelings to Mom in Chapter 5 about the importance of being a rat to become a man, she tells him that “there’s more than one way to become a man” (44). This statement informs the development of the theme throughout the text. After trying on the rat identity for size and experimenting with new behavior, Suds concludes that the persona doesn’t fit him. His self-reflections during his confession at the end of the novel suggest that he has found a deeper form of maturity. He now realizes that although being a rat won him popularity and attention, it violated his values and made him feel miserable. This insight is a stronger mark of internal growth than anything he could have achieved as a rat. 

Ultimately, the novel posits that self-awareness and insight constitute true maturation. As Suds openly admits his mistakes and takes responsibility for his actions, he demonstrates new growth through his honesty and accountability, and the novel posits that this is the essence of becoming an adult. This message is reinforced when Suds’s mother validates his epiphany and tells him that he has shown maturity by holding himself accountable for his actions. Thus, the novel ultimately suggests that growing up is a gradual, internal process that does not require a person to forsake their identity or conform to arbitrary standards.

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